Investor Charter – Annexure B

Complaint Data to be displayed by IAs

Formats for investors' complaints data to be disclosed monthly by IAs on their website/mobile application:

Data for the month ending January 31, 2025:

Sr. No. Received from Pending at the end of last month Received Resolved* Total Pending# Pending complaints > 3 months Average Resolution time^ (in days)
1. Directly from Investors 0 0 0 0 0 0
2. SEBI(SCORES) 0 0 0 0 0 0
3. Other Sources(if any) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints:

Sr.No. Month Carried forward from previous month Received Resolved* Pending#
1 June, 2024 0 0 0 0
2 July, 2024 0 0 0 0
3 August 2024 0 0 0 0
4 September 2024 0 0 0 0
5 October 2024 0 0 0 0
6 November 2024 0 0 0 0
7 December 2024 0 0 0 0
8 January 2025 0 0 0 0

*Inclusive of complaints of previous months resolved in the current month.

#Inclusive of complaints pending as on the last day of the month.

Trend of Annual disposal of complaints:

Grand Total: 0

This is first year of our commencement, hence no previous data is available.

Complete name of Investment adviser as registered with SEBI

Ligna Wealth Advisors

Type of Registration

Individual

Registration number, validity of registration

Registration Number: INA000019248 dated June 21, 2024, till perpetual

Complete Address with telephone numbers

Registered office : Apna Office, W-3107, Akshar Business Park, Plot No.3, Sector 25, Vashi , Navi Mumbai – 400703

Telephone : +91 9820765887

Contact Details of the Principal Officer

Madhur Gundecha – +91 9820765887 / madhur.gundecha@lignawealth.com

Corresponding SEBI regional/local office address

SEBI Bhavan Bandra Kurla Complex Bandra East Mumbai 400051